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DBIS NIST 800-53 SECURITY CONTROLS

Comprehensive Security Control Framework

Document Number: DBIS-DOC-SEC-002
Version: 1.0
Date: [Enter date in ISO 8601 format: YYYY-MM-DD, e.g., 2024-01-15]
Classification: CONFIDENTIAL
Authority: DBIS Security Department
Approved By: [Signature Block]

PREAMBLE

This document maps DBIS security requirements to NIST SP 800-53 (Security and Privacy Controls for Information Systems and Organizations) controls, ensuring comprehensive security coverage aligned with federal standards.

PART I: CONTROL FAMILIES

Section 1.1: Access Control (AC)

AC-1: Access Control Policy and Procedures

Policy: DBIS Access Control Policy
Procedures: Access Control Procedures Manual
Review: Annual review required

AC-2: Account Management

Account creation procedures
Account modification procedures
Account removal procedures
Account review procedures

AC-3: Access Enforcement

Role-based access control (RBAC)
Attribute-based access control (ABAC)
Access control lists (ACLs)
Enforcement mechanisms

AC-4: Information Flow Enforcement

Flow control policies
Flow enforcement mechanisms
Flow monitoring
Flow logging

AC-5: Separation of Duties

Duty separation requirements
Implementation procedures
Verification procedures
Compliance monitoring

Section 1.2: Awareness and Training (AT)

AT-1: Awareness and Training Policy

Training policy
Training procedures
Training requirements
Training documentation

AT-2: Security Awareness Training

Initial training
Annual training
Role-specific training
Training content

AT-3: Role-Based Security Training

Role-specific training
Training frequency
Training content
Training verification

Section 1.3: Audit and Accountability (AU)

AU-1: Audit and Accountability Policy

Audit policy
Audit procedures
Audit requirements
Audit documentation

AU-2: Audit Events

Event types
Event selection
Event logging
Event storage

AU-3: Content of Audit Records

Record content
Record format
Record retention
Record protection

AU-4: Audit Storage Capacity

Storage capacity planning
Storage management
Storage monitoring
Storage alerts

AU-5: Response to Audit Processing Failures

Failure detection
Failure response
Failure notification
Failure recovery

Section 1.4: Security Assessment and Authorization (CA)

CA-1: Security Assessment and Authorization Policy

Assessment policy
Authorization policy
Procedures
Documentation

CA-2: Security Assessments

Assessment frequency
Assessment scope
Assessment methods
Assessment documentation

CA-3: System Interconnections

Interconnection agreements
Interconnection security
Interconnection monitoring
Interconnection management

CA-4: Security Certification

Certification process
Certification documentation
Certification review
Certification maintenance

CA-5: Plan of Action and Milestones

POA&M process
POA&M tracking
POA&M reporting
POA&M closure

Section 1.5: Configuration Management (CM)

CM-1: Configuration Management Policy

CM policy
CM procedures
CM requirements
CM documentation

CM-2: Baseline Configuration

Baseline definition
Baseline maintenance
Baseline documentation
Baseline control

CM-3: Configuration Change Control

Change control process
Change approval
Change implementation
Change verification

CM-4: Security Impact Analysis

Impact analysis process
Impact assessment
Impact documentation
Impact mitigation

CM-5: Access Restrictions for Change

Access restrictions
Change authorization
Change tracking
Change verification

Section 1.6: Contingency Planning (CP)

CP-1: Contingency Planning Policy

CP policy
CP procedures
CP requirements
CP documentation

CP-2: Contingency Plan

Plan development
Plan content
Plan maintenance
Plan testing

CP-3: Contingency Training

Training requirements
Training content
Training frequency
Training documentation

CP-4: Contingency Plan Testing

Testing requirements
Testing frequency
Testing procedures
Testing documentation

CP-5: Contingency Plan Update

Update triggers
Update process
Update documentation
Update approval

Section 1.7: Identification and Authentication (IA)

IA-1: Identification and Authentication Policy

IA policy
IA procedures
IA requirements
IA documentation

IA-2: Identification and Authentication (Organizational Users)

User identification
User authentication
Authentication methods
Authentication strength

IA-3: Device Identification and Authentication

Device identification
Device authentication
Device management
Device monitoring

IA-4: Identifier Management

Identifier assignment
Identifier management
Identifier revocation
Identifier reuse

IA-5: Authenticator Management

Authenticator selection
Authenticator strength
Authenticator management
Authenticator protection

Section 1.8: Incident Response (IR)

IR-1: Incident Response Policy

IR policy
IR procedures
IR requirements
IR documentation

IR-2: Incident Response Training

Training requirements
Training content
Training frequency
Training documentation

IR-3: Incident Response Testing

Testing requirements
Testing frequency
Testing procedures
Testing documentation

IR-4: Incident Handling

Handling procedures
Handling team
Handling tools
Handling documentation

IR-5: Incident Monitoring

Monitoring procedures
Monitoring tools
Monitoring alerts
Monitoring reporting

Section 1.9: Maintenance (MA)

MA-1: System Maintenance Policy

Maintenance policy
Maintenance procedures
Maintenance requirements
Maintenance documentation

MA-2: Controlled Maintenance

Maintenance procedures
Maintenance authorization
Maintenance documentation
Maintenance verification

MA-3: Maintenance Tools

Tool management
Tool security
Tool monitoring
Tool documentation

MA-4: Non-Local Maintenance

Remote maintenance procedures
Remote maintenance security
Remote maintenance monitoring
Remote maintenance documentation

Section 1.10: Media Protection (MP)

MP-1: Media Protection Policy

MP policy
MP procedures
MP requirements
MP documentation

MP-2: Media Access

Access controls
Access authorization
Access logging
Access monitoring

MP-3: Media Marking

Marking requirements
Marking procedures
Marking verification
Marking documentation

MP-4: Media Storage

Storage requirements
Storage security
Storage monitoring
Storage documentation

MP-5: Media Transport

Transport procedures
Transport security
Transport documentation
Transport tracking

Section 1.11: Physical and Environmental Protection (PE)

PE-1: Physical and Environmental Protection Policy

PE policy
PE procedures
PE requirements
PE documentation

PE-2: Physical Access Authorizations

Authorization procedures
Authorization management
Authorization review
Authorization documentation

PE-3: Physical Access Control

Access control systems
Access control procedures
Access control monitoring
Access control documentation

PE-4: Access Control for Transmission Medium

Medium protection
Medium access control
Medium monitoring
Medium documentation

PE-5: Access Control for Output Devices

Device protection
Device access control
Device monitoring
Device documentation

Section 1.12: Planning (PL)

PL-1: Security Planning Policy

Planning policy
Planning procedures
Planning requirements
Planning documentation

PL-2: System Security Plan

Plan development
Plan content
Plan maintenance
Plan approval

PL-3: System Security Plan Update

Update triggers
Update process
Update documentation
Update approval

PL-4: Rules of Behavior

Rules development
Rules content
Rules enforcement
Rules documentation

Section 1.13: Program Management (PM)

PM-1: Information Security Program Plan

Program plan
Program objectives
Program resources
Program management

PM-2: Senior Information Security Officer

Officer designation
Officer responsibilities
Officer authority
Officer reporting

PM-3: Information Security Resources

Resource planning
Resource allocation
Resource management
Resource reporting

PM-4: Plan of Action and Milestones Process

POA&M process
POA&M management
POA&M tracking
POA&M reporting

Section 1.14: Personnel Security (PS)

PS-1: Personnel Security Policy

PS policy
PS procedures
PS requirements
PS documentation

PS-2: Position Risk Designation

Risk designation process
Risk designation criteria
Risk designation review
Risk designation documentation

PS-3: Personnel Screening

Screening procedures
Screening requirements
Screening documentation
Screening verification

PS-4: Personnel Termination

Termination procedures
Termination security
Termination documentation
Termination verification

Section 1.15: Risk Assessment (RA)

RA-1: Risk Assessment Policy

RA policy
RA procedures
RA requirements
RA documentation

RA-2: Security Categorization

Categorization process
Categorization criteria
Categorization documentation
Categorization review

RA-3: Risk Assessment

Assessment process
Assessment methods
Assessment documentation
Assessment review

RA-4: Risk Assessment Update

Update triggers
Update process
Update documentation
Update approval

Section 1.16: System and Services Acquisition (SA)

SA-1: System and Services Acquisition Policy

SA policy
SA procedures
SA requirements
SA documentation

SA-2: Allocation of Resources

Resource allocation
Resource planning
Resource management
Resource reporting

SA-3: System Development Life Cycle

SDLC process
SDLC phases
SDLC documentation
SDLC management

SA-4: Acquisition Process

Acquisition procedures
Acquisition requirements
Acquisition documentation
Acquisition management

Section 1.17: System and Communications Protection (SC)

SC-1: System and Communications Protection Policy

SC policy
SC procedures
SC requirements
SC documentation

SC-2: Application Partitioning

Partitioning requirements
Partitioning implementation
Partitioning verification
Partitioning documentation

SC-3: Security Function Isolation

Isolation requirements
Isolation implementation
Isolation verification
Isolation documentation

SC-4: Information in Shared Resources

Resource sharing controls
Resource sharing security
Resource sharing monitoring
Resource sharing documentation

SC-5: Denial of Service Protection

DoS protection mechanisms
DoS protection configuration
DoS protection monitoring
DoS protection documentation

SC-7: Boundary Protection

Boundary definition
Boundary controls
Boundary monitoring
Boundary documentation

SC-8: Transmission Confidentiality and Integrity

Transmission security
Transmission encryption
Transmission integrity
Transmission documentation

SC-12: Cryptographic Key Establishment and Management

Key management procedures
Key management security
Key management documentation
Key management compliance

SC-13: Cryptographic Protection

Cryptographic requirements
Cryptographic implementation
Cryptographic verification
Cryptographic documentation

Section 1.18: System and Information Integrity (SI)

SI-1: System and Information Integrity Policy

SI policy
SI procedures
SI requirements
SI documentation

SI-2: Flaw Remediation

Flaw identification
Flaw remediation
Flaw verification
Flaw documentation

SI-3: Malicious Code Protection

Protection mechanisms
Protection configuration
Protection monitoring
Protection documentation

SI-4: System Monitoring

Monitoring requirements
Monitoring tools
Monitoring procedures
Monitoring documentation

SI-5: Security Alerts, Advisories, and Directives

Alert procedures
Alert distribution
Alert response
Alert documentation

SI-6: Security Function Verification

Verification requirements
Verification procedures
Verification documentation
Verification reporting

SI-7: Software, Firmware, and Information Integrity

Integrity requirements
Integrity verification
Integrity protection
Integrity documentation

PART II: CONTROL IMPLEMENTATION

Section 2.1: Control Selection

Selection Criteria:

System categorization
Risk assessment
Threat analysis
Compliance requirements

Selection Process:

Control identification
Control evaluation
Control selection
Control documentation

Section 2.2: Control Implementation

Implementation Process:

Implementation planning
Implementation execution
Implementation verification
Implementation documentation

Implementation Standards:

NIST SP 800-53 controls
DBIS-specific controls
Industry best practices
Regulatory requirements

Section 2.3: Control Assessment

Assessment Process:

Assessment planning
Assessment execution
Assessment documentation
Assessment reporting

Assessment Methods:

Testing
Inspection
Interview
Observation

PART III: CONTINUOUS MONITORING

Section 3.1: Monitoring Framework

Monitoring Requirements:

Continuous monitoring
Automated monitoring
Manual monitoring
Periodic assessments

Monitoring Tools:

Security information and event management (SIEM)
Vulnerability scanners
Configuration management tools
Compliance monitoring tools

Section 3.2: Monitoring Procedures

Procedures Include:

Monitoring configuration
Monitoring execution
Monitoring analysis
Monitoring reporting

APPENDICES

Appendix A: Control Mapping

Control to requirement mapping
Control to implementation mapping

Appendix B: Assessment Procedures

Detailed assessment procedures
Assessment checklists

END OF NIST 800-53 SECURITY CONTROLS

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