Update .gitignore to include scripts for loading environment variables and Git credentials. Remove obsolete documentation files including 100_PERCENT_LINK_VERIFICATION_ACHIEVED.md, CROSS_REFERENCE_VERIFICATION_REPORT.md, DOCUMENT_RELATIONSHIP_VISUALIZATION.md, and several project management reports to streamline the repository and enhance maintainability. Revise DOCUMENT_RELATIONSHIP_MAP.md to correct link paths and add a new section for visual specifications.
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# DBIS NIST 800-53 SECURITY CONTROLS
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## Comprehensive Security Control Framework
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**Document Number:** DBIS-DOC-SEC-002
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**Version:** 1.0
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**Date:** [Enter date in ISO 8601 format: YYYY-MM-DD, e.g., 2024-01-15]
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**Classification:** CONFIDENTIAL
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**Authority:** DBIS Security Department
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**Approved By:** [Signature Block]
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---
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## PREAMBLE
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This document maps DBIS security requirements to NIST SP 800-53 (Security and Privacy Controls for Information Systems and Organizations) controls, ensuring comprehensive security coverage aligned with federal standards.
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---
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## PART I: CONTROL FAMILIES
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### Section 1.1: Access Control (AC)
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**AC-1: Access Control Policy and Procedures**
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- Policy: DBIS Access Control Policy
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- Procedures: Access Control Procedures Manual
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- Review: Annual review required
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**AC-2: Account Management**
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- Account creation procedures
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- Account modification procedures
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- Account removal procedures
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- Account review procedures
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**AC-3: Access Enforcement**
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- Role-based access control (RBAC)
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- Attribute-based access control (ABAC)
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- Access control lists (ACLs)
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- Enforcement mechanisms
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**AC-4: Information Flow Enforcement**
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- Flow control policies
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- Flow enforcement mechanisms
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- Flow monitoring
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- Flow logging
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**AC-5: Separation of Duties**
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- Duty separation requirements
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- Implementation procedures
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- Verification procedures
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- Compliance monitoring
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---
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### Section 1.2: Awareness and Training (AT)
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**AT-1: Awareness and Training Policy**
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- Training policy
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- Training procedures
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- Training requirements
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- Training documentation
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**AT-2: Security Awareness Training**
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- Initial training
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- Annual training
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- Role-specific training
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- Training content
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**AT-3: Role-Based Security Training**
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- Role-specific training
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- Training frequency
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- Training content
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- Training verification
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---
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### Section 1.3: Audit and Accountability (AU)
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**AU-1: Audit and Accountability Policy**
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- Audit policy
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- Audit procedures
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- Audit requirements
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- Audit documentation
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**AU-2: Audit Events**
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- Event types
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- Event selection
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- Event logging
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- Event storage
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**AU-3: Content of Audit Records**
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- Record content
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- Record format
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- Record retention
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- Record protection
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**AU-4: Audit Storage Capacity**
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- Storage capacity planning
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- Storage management
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- Storage monitoring
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- Storage alerts
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**AU-5: Response to Audit Processing Failures**
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- Failure detection
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- Failure response
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- Failure notification
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- Failure recovery
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---
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### Section 1.4: Security Assessment and Authorization (CA)
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**CA-1: Security Assessment and Authorization Policy**
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- Assessment policy
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- Authorization policy
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- Procedures
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- Documentation
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**CA-2: Security Assessments**
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- Assessment frequency
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- Assessment scope
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- Assessment methods
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- Assessment documentation
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**CA-3: System Interconnections**
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- Interconnection agreements
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- Interconnection security
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- Interconnection monitoring
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- Interconnection management
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**CA-4: Security Certification**
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- Certification process
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- Certification documentation
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- Certification review
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- Certification maintenance
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**CA-5: Plan of Action and Milestones**
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- POA&M process
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- POA&M tracking
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- POA&M reporting
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- POA&M closure
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---
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### Section 1.5: Configuration Management (CM)
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**CM-1: Configuration Management Policy**
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- CM policy
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- CM procedures
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- CM requirements
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- CM documentation
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**CM-2: Baseline Configuration**
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- Baseline definition
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- Baseline maintenance
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- Baseline documentation
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- Baseline control
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**CM-3: Configuration Change Control**
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- Change control process
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- Change approval
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- Change implementation
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- Change verification
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**CM-4: Security Impact Analysis**
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- Impact analysis process
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- Impact assessment
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- Impact documentation
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- Impact mitigation
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**CM-5: Access Restrictions for Change**
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- Access restrictions
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- Change authorization
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- Change tracking
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- Change verification
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---
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### Section 1.6: Contingency Planning (CP)
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**CP-1: Contingency Planning Policy**
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- CP policy
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- CP procedures
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- CP requirements
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- CP documentation
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**CP-2: Contingency Plan**
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- Plan development
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- Plan content
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- Plan maintenance
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- Plan testing
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**CP-3: Contingency Training**
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- Training requirements
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- Training content
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- Training frequency
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- Training documentation
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**CP-4: Contingency Plan Testing**
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- Testing requirements
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- Testing frequency
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- Testing procedures
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- Testing documentation
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**CP-5: Contingency Plan Update**
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- Update triggers
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- Update process
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- Update documentation
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- Update approval
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---
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### Section 1.7: Identification and Authentication (IA)
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**IA-1: Identification and Authentication Policy**
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- IA policy
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- IA procedures
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- IA requirements
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- IA documentation
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**IA-2: Identification and Authentication (Organizational Users)**
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- User identification
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- User authentication
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- Authentication methods
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- Authentication strength
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**IA-3: Device Identification and Authentication**
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- Device identification
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- Device authentication
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- Device management
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- Device monitoring
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**IA-4: Identifier Management**
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- Identifier assignment
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- Identifier management
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- Identifier revocation
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- Identifier reuse
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**IA-5: Authenticator Management**
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- Authenticator selection
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- Authenticator strength
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- Authenticator management
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- Authenticator protection
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---
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### Section 1.8: Incident Response (IR)
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**IR-1: Incident Response Policy**
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- IR policy
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- IR procedures
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- IR requirements
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- IR documentation
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**IR-2: Incident Response Training**
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- Training requirements
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- Training content
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- Training frequency
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- Training documentation
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**IR-3: Incident Response Testing**
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- Testing requirements
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- Testing frequency
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- Testing procedures
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- Testing documentation
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**IR-4: Incident Handling**
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- Handling procedures
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- Handling team
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- Handling tools
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- Handling documentation
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**IR-5: Incident Monitoring**
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- Monitoring procedures
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- Monitoring tools
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- Monitoring alerts
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- Monitoring reporting
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---
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### Section 1.9: Maintenance (MA)
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**MA-1: System Maintenance Policy**
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- Maintenance policy
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- Maintenance procedures
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- Maintenance requirements
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- Maintenance documentation
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**MA-2: Controlled Maintenance**
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- Maintenance procedures
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- Maintenance authorization
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- Maintenance documentation
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- Maintenance verification
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**MA-3: Maintenance Tools**
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- Tool management
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- Tool security
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- Tool monitoring
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- Tool documentation
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**MA-4: Non-Local Maintenance**
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- Remote maintenance procedures
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- Remote maintenance security
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- Remote maintenance monitoring
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- Remote maintenance documentation
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---
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### Section 1.10: Media Protection (MP)
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**MP-1: Media Protection Policy**
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- MP policy
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- MP procedures
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- MP requirements
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- MP documentation
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**MP-2: Media Access**
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- Access controls
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- Access authorization
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- Access logging
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- Access monitoring
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**MP-3: Media Marking**
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- Marking requirements
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- Marking procedures
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- Marking verification
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- Marking documentation
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**MP-4: Media Storage**
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- Storage requirements
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- Storage security
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- Storage monitoring
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- Storage documentation
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**MP-5: Media Transport**
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- Transport procedures
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- Transport security
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- Transport documentation
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- Transport tracking
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---
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### Section 1.11: Physical and Environmental Protection (PE)
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**PE-1: Physical and Environmental Protection Policy**
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- PE policy
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- PE procedures
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- PE requirements
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- PE documentation
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**PE-2: Physical Access Authorizations**
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- Authorization procedures
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- Authorization management
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- Authorization review
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- Authorization documentation
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**PE-3: Physical Access Control**
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- Access control systems
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- Access control procedures
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- Access control monitoring
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- Access control documentation
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**PE-4: Access Control for Transmission Medium**
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- Medium protection
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- Medium access control
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- Medium monitoring
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- Medium documentation
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**PE-5: Access Control for Output Devices**
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- Device protection
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- Device access control
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- Device monitoring
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- Device documentation
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---
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### Section 1.12: Planning (PL)
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**PL-1: Security Planning Policy**
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- Planning policy
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- Planning procedures
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- Planning requirements
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- Planning documentation
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|
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**PL-2: System Security Plan**
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- Plan development
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- Plan content
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- Plan maintenance
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- Plan approval
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|
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**PL-3: System Security Plan Update**
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- Update triggers
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- Update process
|
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- Update documentation
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- Update approval
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**PL-4: Rules of Behavior**
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- Rules development
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- Rules content
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- Rules enforcement
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- Rules documentation
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|
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---
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### Section 1.13: Program Management (PM)
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**PM-1: Information Security Program Plan**
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- Program plan
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- Program objectives
|
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- Program resources
|
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- Program management
|
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|
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**PM-2: Senior Information Security Officer**
|
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- Officer designation
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- Officer responsibilities
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- Officer authority
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- Officer reporting
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|
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**PM-3: Information Security Resources**
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- Resource planning
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- Resource allocation
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- Resource management
|
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- Resource reporting
|
||||
|
||||
**PM-4: Plan of Action and Milestones Process**
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- POA&M process
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- POA&M management
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- POA&M tracking
|
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- POA&M reporting
|
||||
|
||||
---
|
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|
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### Section 1.14: Personnel Security (PS)
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**PS-1: Personnel Security Policy**
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- PS policy
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- PS procedures
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- PS requirements
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- PS documentation
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|
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**PS-2: Position Risk Designation**
|
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- Risk designation process
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- Risk designation criteria
|
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- Risk designation review
|
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- Risk designation documentation
|
||||
|
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**PS-3: Personnel Screening**
|
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- Screening procedures
|
||||
- Screening requirements
|
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- Screening documentation
|
||||
- Screening verification
|
||||
|
||||
**PS-4: Personnel Termination**
|
||||
- Termination procedures
|
||||
- Termination security
|
||||
- Termination documentation
|
||||
- Termination verification
|
||||
|
||||
---
|
||||
|
||||
### Section 1.15: Risk Assessment (RA)
|
||||
|
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**RA-1: Risk Assessment Policy**
|
||||
- RA policy
|
||||
- RA procedures
|
||||
- RA requirements
|
||||
- RA documentation
|
||||
|
||||
**RA-2: Security Categorization**
|
||||
- Categorization process
|
||||
- Categorization criteria
|
||||
- Categorization documentation
|
||||
- Categorization review
|
||||
|
||||
**RA-3: Risk Assessment**
|
||||
- Assessment process
|
||||
- Assessment methods
|
||||
- Assessment documentation
|
||||
- Assessment review
|
||||
|
||||
**RA-4: Risk Assessment Update**
|
||||
- Update triggers
|
||||
- Update process
|
||||
- Update documentation
|
||||
- Update approval
|
||||
|
||||
---
|
||||
|
||||
### Section 1.16: System and Services Acquisition (SA)
|
||||
|
||||
**SA-1: System and Services Acquisition Policy**
|
||||
- SA policy
|
||||
- SA procedures
|
||||
- SA requirements
|
||||
- SA documentation
|
||||
|
||||
**SA-2: Allocation of Resources**
|
||||
- Resource allocation
|
||||
- Resource planning
|
||||
- Resource management
|
||||
- Resource reporting
|
||||
|
||||
**SA-3: System Development Life Cycle**
|
||||
- SDLC process
|
||||
- SDLC phases
|
||||
- SDLC documentation
|
||||
- SDLC management
|
||||
|
||||
**SA-4: Acquisition Process**
|
||||
- Acquisition procedures
|
||||
- Acquisition requirements
|
||||
- Acquisition documentation
|
||||
- Acquisition management
|
||||
|
||||
---
|
||||
|
||||
### Section 1.17: System and Communications Protection (SC)
|
||||
|
||||
**SC-1: System and Communications Protection Policy**
|
||||
- SC policy
|
||||
- SC procedures
|
||||
- SC requirements
|
||||
- SC documentation
|
||||
|
||||
**SC-2: Application Partitioning**
|
||||
- Partitioning requirements
|
||||
- Partitioning implementation
|
||||
- Partitioning verification
|
||||
- Partitioning documentation
|
||||
|
||||
**SC-3: Security Function Isolation**
|
||||
- Isolation requirements
|
||||
- Isolation implementation
|
||||
- Isolation verification
|
||||
- Isolation documentation
|
||||
|
||||
**SC-4: Information in Shared Resources**
|
||||
- Resource sharing controls
|
||||
- Resource sharing security
|
||||
- Resource sharing monitoring
|
||||
- Resource sharing documentation
|
||||
|
||||
**SC-5: Denial of Service Protection**
|
||||
- DoS protection mechanisms
|
||||
- DoS protection configuration
|
||||
- DoS protection monitoring
|
||||
- DoS protection documentation
|
||||
|
||||
**SC-7: Boundary Protection**
|
||||
- Boundary definition
|
||||
- Boundary controls
|
||||
- Boundary monitoring
|
||||
- Boundary documentation
|
||||
|
||||
**SC-8: Transmission Confidentiality and Integrity**
|
||||
- Transmission security
|
||||
- Transmission encryption
|
||||
- Transmission integrity
|
||||
- Transmission documentation
|
||||
|
||||
**SC-12: Cryptographic Key Establishment and Management**
|
||||
- Key management procedures
|
||||
- Key management security
|
||||
- Key management documentation
|
||||
- Key management compliance
|
||||
|
||||
**SC-13: Cryptographic Protection**
|
||||
- Cryptographic requirements
|
||||
- Cryptographic implementation
|
||||
- Cryptographic verification
|
||||
- Cryptographic documentation
|
||||
|
||||
---
|
||||
|
||||
### Section 1.18: System and Information Integrity (SI)
|
||||
|
||||
**SI-1: System and Information Integrity Policy**
|
||||
- SI policy
|
||||
- SI procedures
|
||||
- SI requirements
|
||||
- SI documentation
|
||||
|
||||
**SI-2: Flaw Remediation**
|
||||
- Flaw identification
|
||||
- Flaw remediation
|
||||
- Flaw verification
|
||||
- Flaw documentation
|
||||
|
||||
**SI-3: Malicious Code Protection**
|
||||
- Protection mechanisms
|
||||
- Protection configuration
|
||||
- Protection monitoring
|
||||
- Protection documentation
|
||||
|
||||
**SI-4: System Monitoring**
|
||||
- Monitoring requirements
|
||||
- Monitoring tools
|
||||
- Monitoring procedures
|
||||
- Monitoring documentation
|
||||
|
||||
**SI-5: Security Alerts, Advisories, and Directives**
|
||||
- Alert procedures
|
||||
- Alert distribution
|
||||
- Alert response
|
||||
- Alert documentation
|
||||
|
||||
**SI-6: Security Function Verification**
|
||||
- Verification requirements
|
||||
- Verification procedures
|
||||
- Verification documentation
|
||||
- Verification reporting
|
||||
|
||||
**SI-7: Software, Firmware, and Information Integrity**
|
||||
- Integrity requirements
|
||||
- Integrity verification
|
||||
- Integrity protection
|
||||
- Integrity documentation
|
||||
|
||||
---
|
||||
|
||||
## PART II: CONTROL IMPLEMENTATION
|
||||
|
||||
### Section 2.1: Control Selection
|
||||
|
||||
**Selection Criteria:**
|
||||
- System categorization
|
||||
- Risk assessment
|
||||
- Threat analysis
|
||||
- Compliance requirements
|
||||
|
||||
**Selection Process:**
|
||||
- Control identification
|
||||
- Control evaluation
|
||||
- Control selection
|
||||
- Control documentation
|
||||
|
||||
---
|
||||
|
||||
### Section 2.2: Control Implementation
|
||||
|
||||
**Implementation Process:**
|
||||
- Implementation planning
|
||||
- Implementation execution
|
||||
- Implementation verification
|
||||
- Implementation documentation
|
||||
|
||||
**Implementation Standards:**
|
||||
- NIST SP 800-53 controls
|
||||
- DBIS-specific controls
|
||||
- Industry best practices
|
||||
- Regulatory requirements
|
||||
|
||||
---
|
||||
|
||||
### Section 2.3: Control Assessment
|
||||
|
||||
**Assessment Process:**
|
||||
- Assessment planning
|
||||
- Assessment execution
|
||||
- Assessment documentation
|
||||
- Assessment reporting
|
||||
|
||||
**Assessment Methods:**
|
||||
- Testing
|
||||
- Inspection
|
||||
- Interview
|
||||
- Observation
|
||||
|
||||
---
|
||||
|
||||
## PART III: CONTINUOUS MONITORING
|
||||
|
||||
### Section 3.1: Monitoring Framework
|
||||
|
||||
**Monitoring Requirements:**
|
||||
- Continuous monitoring
|
||||
- Automated monitoring
|
||||
- Manual monitoring
|
||||
- Periodic assessments
|
||||
|
||||
**Monitoring Tools:**
|
||||
- Security information and event management (SIEM)
|
||||
- Vulnerability scanners
|
||||
- Configuration management tools
|
||||
- Compliance monitoring tools
|
||||
|
||||
---
|
||||
|
||||
### Section 3.2: Monitoring Procedures
|
||||
|
||||
**Procedures Include:**
|
||||
- Monitoring configuration
|
||||
- Monitoring execution
|
||||
- Monitoring analysis
|
||||
- Monitoring reporting
|
||||
|
||||
---
|
||||
|
||||
## APPENDICES
|
||||
|
||||
### Appendix A: Control Mapping
|
||||
- Control to requirement mapping
|
||||
- Control to implementation mapping
|
||||
|
||||
### Appendix B: Assessment Procedures
|
||||
- Detailed assessment procedures
|
||||
- Assessment checklists
|
||||
|
||||
---
|
||||
|
||||
**END OF NIST 800-53 SECURITY CONTROLS**
|
||||
|
||||
Reference in New Issue
Block a user